Regulatory compliance training · GCI RCS preparation

Regulatory compliance training for obligations, monitoring, controls and reporting.

Build practical regulatory-compliance capability through live online teaching. Learn how to identify obligations, assess compliance risk, map controls, manage change, run monitoring, prepare reporting and document remediation. Candidates who want an external credential can also prepare for the GCI Regulatory Compliance Specialist (RCS) assessment through EduDelphi’s GCI partner route.

Get Regulatory Compliance Course Options & FeesExplore the RCS Syllabus
Professionals in a live regulatory compliance training session
36+guided live hours
500+study and revision resources
Live + recordedflexible global access
GCI RCSoptional preparation route
Regulatory compliance course online

What is regulatory compliance in practice?

Regulatory compliance is the structured work of understanding applicable requirements and translating them into responsibilities, controls, evidence, monitoring, reporting and improvement. A regulatory-compliance professional connects the regulation, the business owner and the documented control response.

Course focus: this course develops operational regulatory-compliance capability for financial-services and other regulated-organisation professionals. It does not provide jurisdiction-specific legal advice or claim that one control framework applies everywhere.
Delivery Live online teaching, recordings and structured self-paced revision
Guided learning 36+ hours covering obligations, monitoring, control matrices, reporting and remediation
Study support AI-supported LMS, notes, mindmaps, templates, practical cases, original questions and mocks
Official route Optional GCI RCS – Regulatory Compliance Specialist preparation
Best for Compliance, risk, controls, audit, legal operations, regulatory reporting and career-transition professionals
Learning language English
What is included

Live regulatory compliance training, revision and practical tools.

The course combines guided explanation with the templates and decision workflow that compliance teams use to make obligations visible and keep action ownership clear.

36+ guided hours

Live instruction that connects regulatory requirements to the people, controls and evidence involved in day-to-day compliance work.

Live classes and recordings

Attend scheduled sessions, then revisit difficult themes around work commitments and your study timeline.

500+ resources

Use notes, mindmaps, templates, original question practice, mock checkpoints and case-led revision.

AI-supported LMS

Organise resources, revision prompts and topic explainers around a clear, practical study path.

Operational templates

Work with a regulatory obligation inventory, change register, control matrix, monitoring plan and remediation tracker.

Mock and case debriefs

Practise explaining why a control response is proportionate and how the decision should be documented.

Official GCI route

GCI RCS: official exam facts and the accredited training relationship.

EduDelphi operates through Delphi Star Training Center, listed in the GCI training partners directory. GCI separately controls the RCS qualification, registration, official assessment, result and certificate issuance.

  • 50 multiple-choice questions in a 60-minute online-proctored assessment.
  • Current pass standard: 75/100.
  • Exam languages: English, Arabic, Turkish and French.
  • Result: displayed after submission under the current GCI process.
View Official GCI RCS DetailsVerify GCI Partner Listing
Verify the partner relationship

GCI training partners directory

Review the official partner directory and RCS qualification page before registration. Official availability, candidate terms and fees should always be confirmed with GCI before payment.

Regulatory compliance workflow

Build a clear regulatory compliance workflow.

Regulations create an operating workflow. The course teaches how teams can move from a new requirement to accountable implementation, evidence, testing, remediation and management reporting.

SourceApplicabilityObligationOwnerControlEvidenceTestFindingRemediationReport
Practical output: learners work through the logic of a regulatory obligation inventory, regulatory change register and regulatory control matrix. These are illustrative learning tools, not a substitute for an organisation’s approved system or legal advice.
Regulatory change management training

Regulatory change management training: from new rule to verified implementation.

A regulatory update has value only when the organisation determines whether it applies, assigns accountable owners, maps affected policies and controls, communicates the change and retains evidence that implementation is complete.

  • Monitor the source, requirement and implementation date
  • Assess applicability, impact and accountable business owner
  • Assign action and map affected policies, procedures, systems and controls
  • Implement the change, training, evidence and approval steps
  • Test completion, report outstanding risk and close verified actions
Compliance professionals reviewing regulatory change and control evidence
Curriculum

RCS syllabus: regulatory obligations, monitoring, controls and reporting.

The first modules map directly to the current GCI RCS scope. The EduDelphi applied layer turns that content into practical regulatory-operations capability for learners and teams.

Module 1: International regulatory context and the compliance function
International and regional regulatory context; BIS, BCBS and Wolfsberg awareness; role boundaries between compliance, risk, legal and internal audit; organisational independence and management oversight.
Module 2: Regulatory obligation inventory and applicability assessment
Regulatory sources, legal and regulatory requirements, applicability, responsibilities, effective dates, evidence requirements and a practical regulatory-inventory structure.
Module 3: Compliance governance, policies and control ownership
Board and senior-management oversight, policy lifecycle, standards and procedures, control owners, compliance culture, management accountability and escalation routes.
Module 4: Regulatory change management and action planning
Horizon scanning, impact assessment, obligation-to-control mapping, implementation planning, business communication, training, evidence of completion and closure verification.
Module 5: Compliance risk assessment and control design
Inherent and residual risk, risk factors, preventive and detective controls, multiple controls, control evidence, risk treatment, review frequency and proportionate documentation.
Module 6: Regulatory control matrix and monitoring plan
Regulatory Control Matrix (RCM), compliance-monitoring plans, control-testing frequency, sample logic, monitoring artefacts, exception documentation and quality assurance.
Module 7: Compliance examination, RFI and regulatory reporting
Request for information, examination planning, periodic reports, regulator correspondence, data-quality checks, evidence packs, findings and response coordination.
Module 8: Issue management, remediation and management reporting
Finding statements, root-cause context, remediation owners and due dates, overdue actions, validation, trend analysis, KRIs/KPIs, dashboards and board or management reporting.
Module 9: Technology, data and responsible compliance operations
Regulatory technology awareness, data lineage, reporting quality, access and workflow controls, responsible AI use, exception governance and emerging-risk context.
Module 10: Practical cases, mocks and GCI RCS preparation
Fictional regulatory-change, monitoring and reporting cases; original question practice; mock review; study planning and GCI RCS examination orientation.
Compliance monitoring and testing

Compliance monitoring: test whether the control works as intended.

A compliance monitoring plan defines what will be reviewed, why it matters, who owns the work, what evidence will be tested and how findings will be reported and remediated.

PlanSet scope, frequency, method, owner and evidence expectations.
TestReview the control, documentation, exception and operating evidence.
ReportDescribe the finding, impact, action owner and due date clearly.
VerifyConfirm remediation before closure and escalate unresolved risk.

Compliance monitoring vs internal audit

Compliance monitoring helps the compliance function assess and improve adherence to applicable obligations and internal policies. Internal audit has its own independent assurance mandate. The course explains the distinction and how teams can work together without blurring accountability.

Specific organisational structures and legal requirements can differ by jurisdiction and institution.

Compliance leader presenting regulatory reporting to management
Applied learning

Regulatory compliance case review: obligation, control, evidence and action.

A new supervisory requirement affects a customer-review process. The existing procedure does not identify a clear owner, the evidence is inconsistent and management needs an implementation update.

  • Decide whether the requirement applies and document why
  • Identify affected controls, owners, policies and evidence
  • Plan a proportionate monitoring or implementation review
  • Document gaps, remediation and management reporting
Who this course is for

Compliance officer training for current and emerging regulatory-compliance professionals.

This course is for professionals who need a connected view of regulatory obligations, controls and reporting, whether they are already in compliance work or moving into a compliance role from risk, audit, legal operations or business controls.

Compliance officers and analystsRegulatory-reporting and regulatory-affairs staffRisk, controls, audit and assurance professionalsLegal operations and policy teamsBanking, insurance, brokerage, lending and exchange-house staffFintech, payments and RegTech professionalsSupervisory-authority and public-sector professionalsProfessionals moving into compliance roles
Study support

Regulatory compliance revision resources, cases and mock support.

Use recordings, notes, mindmaps, templates, original questions and mock review to revisit the regulatory-control logic after each live class.

  • Regulatory inventory, change, control and remediation templates
  • Visual mindmaps for governance, risk, monitoring and reporting
  • Original question practice and timed mock checkpoints
  • AI-supported revision prompts organised around weak areas
Get the RCS Syllabus & Fees
Learner reviewing regulatory compliance study resources online
Compare compliance routes

RCS vs CCM, CISI, ICA and CCEP-I: which compliance route fits?

These routes are not interchangeable. Compare their primary focus against your responsibilities, employer expectations, required depth and preferred learning format.

Route Main emphasis Better fit when
GCI RCS Regulatory obligations, compliance monitoring, controls, examinations and reporting You want a focused regulatory-compliance specialist route.
GCI CCM Broader compliance management and financial-crime context You need connected KYC, AML, sanctions, FATCA/CRS and programme-management breadth.
CISI Global Financial Compliance Financial-services compliance function, financial crime, ethics, governance and risk You want a CISI financial-services qualification with an external examination.
ICA Certificate in Compliance Foundational compliance You want an introductory compliance route.
ICA Advanced Certificate in GRC Governance, risk and compliance You want intermediate multi-sector GRC depth.
CCEP-I International corporate compliance and ethics programme management Your work centres on corporate compliance and ethics programmes.
EduDelphi live training High-touch capability building You prioritise instructor access, practical templates, cases and a flexible global schedule.
RCS vs CCM: what is the difference? Choose RCS when your role centres on regulatory obligations, monitoring, RIM/RCM, examinations, correspondence and reporting. Choose CCM when you want broader compliance-programme capability across KYC, AML, sanctions, FATCA/CRS, governance and management.
Explore specialist courses: KYCS for onboarding and CDD; AMLS for AML/CFT; SCS for sanctions; and FCS for FATCA/CRS.
Meet your faculty

Regulatory compliance faculty with finance, controls and business context.

Shyam Sarrof, regulatory compliance faculty

Compliance and finance faculty

Shyam Sarrof

CPA (USA), CMA (USA), ACA, ACMA, CS, CFA, ACTM, MBA, B.Com (H)
With 22+ years of professional experience, Shyam connects regulatory-compliance concepts to finance, controls, reporting and management decision-making. His teaching focuses on interpreting the control logic behind an obligation, explaining a proportionate response and documenting a defensible decision.

View Shyam Sarrof’s LinkedIn Profile

Regulatory compliance practitioner faculty

Practice-led regulatory compliance sessions

A regulatory-compliance practitioner supports case discussion around obligations, regulatory change implementation, monitoring, control evidence, examination readiness and management reporting. Sessions are aligned to the organisation’s approved operating context.

Corporate regulatory compliance training

Regulatory compliance capability development for teams.

EduDelphi can shape a private cohort around learner roles, baseline knowledge, internal risk priorities, global time zones and approved practical cases. The external GCI route remains separate from your internal capability objectives.

1. Needs mapping

Identify roles, current capability, target outcomes and the regulatory-control context most relevant to the cohort.

2. Cohort design

Plan delivery rhythm, recordings where agreed, practical cases and a revision approach that supports working professionals.

3. Operating artefacts

Use regulatory-change registers, obligation inventories, monitoring plans, control matrices, remediation trackers and management reporting where agreed.

Request Corporate RCS Options
Frequently asked questions

Regulatory compliance course and GCI RCS FAQs.

What is regulatory compliance?
Regulatory compliance is the work of understanding applicable requirements and translating them into responsibilities, policies, controls, evidence, monitoring, reporting and remediation. The exact requirements differ by jurisdiction, industry and organisation.
What does a regulatory compliance officer do?
A regulatory compliance officer may track requirements, assess applicability, support policies and controls, run monitoring, coordinate regulatory reporting, manage findings and communicate compliance risk to accountable owners and management.
What is a regulatory obligation inventory?
A regulatory obligation inventory is a structured record of requirements that may apply to an organisation, with fields such as source, obligation, applicability, owner, effective date, linked control, evidence and review status.
What is a regulatory control matrix?
A regulatory control matrix links an applicable requirement to a control activity, control owner, evidence, frequency and testing or review approach. It helps teams make regulatory obligations operational and auditable.
What is regulatory change management?
Regulatory change management is the workflow for identifying a new or changed requirement, assessing its applicability, assigning owners, updating controls and policies, retaining implementation evidence and verifying closure.
How is compliance monitoring different from internal audit?
Compliance monitoring focuses on the compliance function’s assessment of adherence to applicable obligations and internal policies. Internal audit has its own independent assurance role. Specific responsibilities vary by organisation and jurisdiction.
Who should take a regulatory compliance course?
The course suits current compliance professionals, regulatory-reporting staff, risk and audit professionals, legal operations teams, regulated-sector staff and people moving into compliance roles.
Can I move into a compliance role without previous compliance experience?
Yes. The course starts with the practical foundations of regulation, obligations, controls and monitoring, then moves into applied casework. Your target role and local employer requirements will still determine the experience and credentials needed.
What is GCI RCS certification?
RCS – Regulatory Compliance Specialist is a GCI qualification focused on regulatory compliance management, monitoring, regulatory inventory and control matrices, examinations, reporting and regulator correspondence. GCI controls official registration, assessment, results and certificate issuance.
What is the GCI RCS exam format?
GCI currently describes RCS as 50 multiple-choice questions in 60 minutes, with a 75/100 pass mark. Confirm the current official details before registration because policies can change.
Can I take the GCI RCS assessment online?
GCI currently describes an online-proctored assessment that candidates schedule through the GCI process. EduDelphi training itself is delivered live online with recordings and self-paced revision support.
Which languages are available for GCI RCS?
GCI currently lists English, Arabic, Turkish and French. EduDelphi’s live training is delivered in English. Confirm the current examination-language availability directly with GCI before registering.
Are official GCI RCS fees included in EduDelphi tuition?
EduDelphi tuition is enquiry-led. Official GCI registration and assessment arrangements are separate, and we explain the current route when we recommend a training option.
Does EduDelphi issue the GCI RCS certificate?
No. EduDelphi provides live training and GCI RCS preparation through its GCI partner route. GCI controls the official assessment, result, certificate and digital badge.
Can my company arrange a private regulatory compliance cohort?
Yes. Organisations can request a private cohort with regulatory-change, obligation-inventory, control-matrix, monitoring, remediation and reporting context adapted around approved internal scenarios.
Does this course provide legal advice?
No. This is professional training. Legal and regulatory obligations should always be confirmed against the rules, regulator guidance, organisation policy and professional advice applicable to your situation.
Next step

Get RCS fees, syllabus and global batch options.

Share your role, preferred learning route and study timeline. We will send current EduDelphi training options, fee guidance, batch recommendations and a clear explanation of the separate GCI RCS route.

Enquiry led

Request regulatory compliance course options

Use the enquiry form at the top of this page to receive current course options and fee guidance.

Return to the RCS Enquiry Form

We will help you choose the right learning route for your role and study timeline.

RCS – Regulatory Compliance Specialist is a Global Compliance Institute qualification. EduDelphi provides regulatory-compliance training and GCI RCS preparation through its partner route; GCI controls official qualification requirements, registration, examination, results and certificate issuance.