Why Regulatory Compliance Specialist Certification?
Regulatory and corporate compliance allows your organization to function efficiently and safely while also helping your organization meet set goals. Regulatory compliance also ascertains that your staff adheres to all set rules and regulations outlined by the national, state, and local government. Every institution must provide compliance training to all its staff, stakeholders, and clients to help them understand the guidelines and regulations they must follow since policies change all the time.
Regulatory Compliance Training Online teaches you how to manage the regulatory compliance business, compliance scope, compliance testing and examinations, and much more. Delphi is one of the leading training institutes, providing Compliance Training for Employees for corporate organizations.
- The International Context
- The Compliance Function within Financial Institutions (Practical Aspect)
- Compliance with Direct Regulatory Bodies’ Instructions
- Compliance with Laws and Indirect Regulatory Bodies’ Instructions
- Compliance with Internal Policies
- Compliance Department Location within the Institution’s Organisational Structure
- Relationship of the Compliance Department with Other Departments within the Institution
- Organizational Structure
- Compliance Policy
- Compliance Monitoring and Examination Process
- A Risk-Based Approach to Compliance Examinations
- The Risk Assessment Process
- Control Type & Function
- Determining the Date of the Next Examination
- Issuing Regulatory Compliance Reports
Who should become a Regulatory Compliance Specialist?
- Banking Industry
- Insurance and reinsurance Companies
- Brokerage agencies
- Leasing and Microfinance Companies
- Lending Firms
- Exchange Houses and Money Service Business
Certified & Professional Trainers
Our faculties are qualified & industry experts with significant experience in their domain.
Live Instructor Led Training
We conduct live classes through GoToMeeting, Zoom and other live meeting software.
Cloud e-learning portal
Get live class notifications, view class recordings, or practice questions all in one access.
Flexible Batch Timings
All our batch schedules are designed to support work while you study principle.
We guide you to benefit from the newly acquired global professional certification.
Reputed Study Materials
We provide internationally reputed study materials with our customized success slides.
Your success is our aim, earn professional certification with us and soar to the new heights of success.
Improve your CV, get your dream job!